Sec Employee Personal Trading Compliance Requirements

One of the main issues impacting compliance officers today is the difficulty of monitoring the personal trading activities of employees in accordance with best practice and industry regulations. Adherence to rules such as SEC Rule 17j-1 and Rule 204A-1 and adoption of the best practices recommended by the SEC can be very time consuming and […]

Stock Market Investment Strategy

Strategic Moves on Stock Market Investment Stock market investment is a risky stance, but it should not stop any aspiring investor from taking the first step. The choice to make the stock market endeavor succeed lies upon the investor. 1. Knowledge A wise investor would only delve into stock market investment upon being apprised with […]

Incredible Bullion Tips For Secure Investment

Volatility is the most evident reality you come across in stock market. This identity carries on with everything, regardless of whether you are trading in commodities, metals or bullions. A large number of investors today are more than interested to trade in bullion commodities given their inherent inclination to invest in gold and silver. However, […]

A Beginners Guide To Investing In Shares

Share markets are either the most favoured or the most hated entity depending on their status. A rising market is characterized by the build up of a herd mentality. If the index goes up continuously for 15 days, there is a sudden spurt in interest in buying. If the market falls drastically, calls from brokers […]

Understanding The Key Elements Of A Balanced Investment Portfolio

The term investment portfolio can be defined as collection of different investments held by an individual, organization or financial institution. Each investor wants to maximize his wealth by investing funds in multiple investment options. So the diverse investment portfolio makes it easier for the individual investors to manage his assets in a systematic and organized […]

Pros and Cons of Stock Warrants

While stock warrants do provide a means of entering the share market without actually buying shares, they they do have pros and cons. While stock warrants do have benefits they also have a downside that makes astute investors somewhat wary of purchasing them. Here are some pros and cons. Pros: * Buying stock warrants is […]

Global Renewable Energy Investment Trends, 2014 Fiinovation

The report was released by the Frankfurt School-UNEP Collaborating Centre for Climate & Sustainable Energy Finance, the United Nations Environment Programme (UNEP) and Bloomberg New Energy Finance. The other main cause was policy uncertainty in many countries, an issue that also reduced investment in fossil fuel generation in 2013. Last years investment was $214 billion […]